Market Regulation

Review of broker licensing rules initiated Andrew White, and Andrew Main reporting in The Australian 21/11/122: The financial services minister, Bill Shorten, has ordered a review of the licensing rules for stockbrokers under the Corporations Act. The objective is to ensure that Australia’s market regulatory… Read More ›

ASIC introducing rule changes for automated trading. Andrew White in the Australian today foreshadowed the release this week of rules for automated share trading. ASIC  has undertaken a review of issues of concern to them as regulator: the risk of trading aberrations from  mal-functioning trading algorithms, the potential… Read More ›